Plan Snapshot
- Plan Sponsor: Dr. Brown'S Company
- Sponsor EIN: 430793268
- Sponsor Address: 4433 FYLER AVE, ST. LOUIS, MO, 631161803
- Plan Type: 401(k)
- Total Participants: 192
- Total Assets: $13.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 192 | $13.8M | $316,392 | $974,392 |
| 2023 | 183 | $11.5M | $284,243 | $904,848 |
| 2022 | 174 | $9.0M | $285,442 | $812,521 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EDWARD D. JONES & CO, L.P. | Investment Advisor | — | $18,656 | $18,656 |
| JOHN HANCOCK LIFE INSURANCE COMPANY | Recordkeeper | $7,967 | — | $7,967 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK LIFE INSURANCE COMPANY — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $26,623
- Estimated Expense Ratio: 0.193% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $32,961 | — | — | — | — |
| 2023 | $64,082 | — | — | — | — |
| 2022 | $61,016 | — | — | — | — |