Plan Snapshot
- Plan Sponsor: Halton Group Americas INC.
- Sponsor EIN: 202371429
- Sponsor Address: 103 INDUSTRIAL DR, SCOTTSVILLE, KY, 42164
- Plan Type: 401(k)
- Total Participants: 493
- Total Assets: $21.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 493 | $21.3M | $1.0M | $1.8M |
| 2023 | 445 | $17.6M | $932,873 | $1.6M |
| 2022 | 504 | $13.5M | $868,395 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | Other Service Provider | $13,378 | $79,585 | $92,963 |
| ROBERT W BAIRD AND CO INC | Other Service Provider | $23,296 | — | $23,296 |
| STIFEL NICOLAUS AND CO INC | Investment Advisor | $20,310 | — | $20,310 |
| MESIROW FINANCIAL INVSTMNT MGMT INC | Other Service Provider | $9,737 | — | $9,737 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STIFEL NICOLAUS AND CO INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $146,306
- Estimated Expense Ratio: 0.687% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $56,291 | $53,343 | $2,948 | — | — |
| 2023 | $476,488 | $14,736 | $461,752 | — | — |
| 2022 | $125,990 | $39,526 | $86,464 | — | — |