Plan Snapshot
- Plan Sponsor: Graham Group (Us) INC.
- Sponsor EIN: 911568578
- Sponsor Address: 568 FIRST AVENUE SOUTH SUITE 400, SEATTLE, WA, 98104
- Plan Type: 401(k)
- Total Participants: 192
- Total Assets: $58.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 192 | $58.3M | $954,248 | $1.9M |
| 2023 | 347 | $19.9M | $824,123 | $1.9M |
| 2022 | 289 | $16.6M | $802,351 | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $51,351 | — | $51,351 |
| LPL FINANCIAL, LLC | INVESTMENT ADVISOR | $39,945 | — | $39,945 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $91,296
- Estimated Expense Ratio: 0.157% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $137,699 | $44,022 | — | — | — |
| 2023 | $58,765 | $37,426 | — | — | — |
| 2022 | $86,215 | — | $86,215 | — | — |