Plan Snapshot
- Plan Sponsor: Graham Enterprise, INC.
- Sponsor EIN: 363728266
- Sponsor Address: 750 BUNKER CT, VERNON HILLS, IL, 60061
- Plan Type: 401(k)
- Total Participants: 223
- Total Assets: $26.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 223 | $26.1M | $683,492 | $560,185 |
| 2023 | 194 | $23.5M | $638,031 | $519,072 |
| 2022 | 181 | $19.7M | $555,327 | $447,263 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Recordkeeper | $47,128 | — | $47,128 |
| CORRELL CO. | Other Service Provider | $33,734 | — | $33,734 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $80,862
- Estimated Expense Ratio: 0.309% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $80,862 | $47,128 | — | — | — |
| 2023 | $70,185 | $40,452 | — | — | — |
| 2022 | $69,059 | $38,607 | — | — | $30,452 |