Plan Snapshot
- Plan Sponsor: Graef-Usa INC.
- Sponsor EIN: 391083592
- Sponsor Address: 275 WEST WISCONSIN AVENUE, MILWAUKEE, WI, 53203
- Plan Type: 401(k)
- Total Participants: 315
- Total Assets: $77.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 315 | $77.8M | $533,446 | $3.0M |
| 2023 | 309 | $71.6M | $471,132 | $2.8M |
| 2022 | 295 | $60.3M | $413,882 | $2.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEWPORT GROUP, INC. | RECORD-KEEPER | $75,958 | — | $75,958 |
| MORGAN STANLEY | ADVISOR | $46,577 | — | $46,577 |
| CLIFTONLARSONALLEN LLP | AUDITOR | $23,610 | — | $23,610 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY — ADVISOR
- CLIFTONLARSONALLEN LLP — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $146,145
- Estimated Expense Ratio: 0.188% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $146,145 | $46,577 | $65,248 | $23,610 | — |
| 2023 | $124,890 | $38,826 | $67,629 | $15,000 | — |
| 2022 | $135,614 | $52,946 | $63,843 | — | $18,825 |