Plan Snapshot
- Plan Sponsor: Goldstein Enterprises, INC.
- Sponsor EIN: 141608677
- Sponsor Address: 1754 CENTRAL AVE, ALBANY, NY, 122054701
- Plan Type: 401(k)
- Total Participants: 209
- Total Assets: $13.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 209 | $13.8M | $91,706 | $658,355 |
| 2023 | 205 | $11.8M | $88,109 | $645,473 |
| 2022 | 206 | $9.8M | $87,732 | $617,039 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PURSHE KAPLAN STERLING INVESTMENTS | OTHER SERVICES | — | $23,245 | $23,245 |
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $17,002 | — | $17,002 |
| ELLIN & TUCKER | ACCOUNTANT | — | $12,000 | $12,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PURSHE KAPLAN STERLING INVESTMENTS — OTHER SERVICES
- ELLIN & TUCKER — ACCOUNTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $52,247
- Estimated Expense Ratio: 0.379% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $17,002 | — | $17,002 | — | — |
| 2023 | $16,363 | — | $16,363 | — | — |
| 2022 | $12,861 | — | $12,861 | — | — |