About Fortem Financial Group, LLC
<p>Founded in 2011, Fortem Financial Group, LLC is a fiduciary advisory firm that works with individuals, high-net-worth clients, and small-to-mid-sized corporations.</p> <p>Headquartered in Palm Desert in the Coachella Valley, the firm also has an office in Mesa in the Phoenix metro area and works with clients across the U.S. Fortem Financial reports $0.5B in assets under management (2026).</p> <p>Fortem Financial runs wealth management and financial planning programs that cover portfolio management and cash/credit management alongside longer-term planning. It also provides 3(38) investment management services for retirement plans as part of its work with <a href="/retirement-plans">retirement plan providers</a> and plan fiduciaries.</p> <p>One differentiator is the firm’s combination of fiduciary advice with day-to-day portfolio management and cash/credit coordination under one advisory relationship.</p> <ul> <li>Wealth management for individuals and families</li> <li>Financial planning and goal-based strategy</li> <li>Portfolio management</li> <li>Cash and credit management coordination</li> <li>3(38) investment management for retirement plans</li> </ul>
Website: https://www.fortemfin.com/
Founded: 2011
Office Locations
- Palm Desert, CA (Headquarters)
- Mesa, AZ
Services Offered
- 3(38) Investment Manager
Client Statistics (2026)
- Total Clients: 0
- Total AUM: $528.5M
Plans Serviced (2025)
Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).
| Plan | Sponsor | Assets | Participants |
|---|---|---|---|
| PRINCIPAL EASE 401(K) PLAN | PRINCIPAL LIFE INSURANCE COMPANY, IA | $651M | 161,040 |
| AECHELON TECHNOLOGY 401(K) PLAN | AECHELON TECHNOLOGY, INC., CA | $43M | 180 |
| GLACIER POINT ENTERPRISES, INC. 401(K) PROFIT SHARING PLAN | GLACIER POINT ENTERPRISE, INC., NJ | $38M | 872 |
| WATAUGA ORTHOPAEDICS, PLC 401(K) PROFIT SHARING PLAN | WATAUGA ORTHOPAEDICS, PLC, TN | $36M | 303 |
| PALECEK PROFIT SHARING AND 401(K) PLAN | PALECEK, CA | $26M | 234 |
| 401(k) Retirement Plan | Healthcare Sponsor, TN | $19M | 130 |
| 401(k) Retirement Plan | Manufacturing Sponsor, CA | $17M | 59 |
| 401(k) Retirement Plan | Professional Services Sponsor, FL | $15M | 114 |
| 401(k) Retirement Plan | Technology Sponsor, NY | $14M | 209 |
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