Plan Snapshot
- Plan Sponsor: Goldberg Lindsay & Co. LLC
- Sponsor EIN: 134164879
- Sponsor Address: 630 FIFTH AVENUE, 30TH FLOOR, NEW YORK, NY, 101110100
- Plan Type: 401(k)
- Total Participants: 57
- Total Assets: $61.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 57 | $61.8M | $1.8M | $1.2M |
| 2023 | 86 | $59.9M | $1.7M | $1.6M |
| 2022 | 88 | $53.7M | $0 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEWPORT CAPITAL GROUP | ADVISOR | $62,500 | — | $62,500 |
| PENSION ASSURANCE LLP | CONSULTANT | $14,200 | — | $14,200 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $6,116 | — | $6,116 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PENSION ASSURANCE LLP — CONSULTANT
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $82,816
- Estimated Expense Ratio: 0.134% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $82,816 | $62,500 | — | — | — |
| 2023 | $156,205 | $117,782 | — | — | — |
| 2022 | $146,557 | — | — | — | — |