Plan Snapshot
- Plan Sponsor: Goetz, Schenker, Blee & Wiederhorn, LLP
- Sponsor EIN: 061504795
- Sponsor Address: 101 GREENWICH STREET, NEW YORK, NY, 10006
- Plan Type: 401(k)
- Total Participants: 69
- Total Assets: $23.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 69 | $23.1M | $295,168 | $460,640 |
| 2023 | 79 | $19.4M | $0 | $536,786 |
| 2022 | 88 | $15.8M | $260,158 | $438,481 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | ADVISOR | $53,644 | — | $53,644 |
| FORRESTALL CPAS, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES, INC. — ADVISOR
- FORRESTALL CPAS, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $53,644
- Estimated Expense Ratio: 0.232% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $95,577 | — | $95,577 | — | — |
| 2023 | $78,385 | — | $78,385 | — | — |
| 2022 | $73,662 | $39,639 | $34,023 | — | — |