Plan Snapshot
- Plan Sponsor: Gen Ii Management, LLC
- Sponsor EIN: 270743067
- Sponsor Address: 1675 BROADWAY 4TH FLOOR, NEW YORK, NY, 10019
- Plan Type: 401(k)
- Total Participants: 1,062
- Total Assets: $61.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,062 | $61.3M | $1.8M | $8.8M |
| 2023 | 993 | $46.7M | $2.4M | $7.2M |
| 2022 | 709 | $20.9M | $1.0M | $5.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALPHA CAPITAL MANAGEMENT GROUP LLC | INVESTMENT ADVISOR | $77,185 | — | $77,185 |
| EMPOWER LIFE & ANNUITY INSURANCE CO | RECORDKEEPER | $73,031 | — | $73,031 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $11,433 | — | $11,433 |
| BDO USA, P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BDO USA, P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $161,649
- Estimated Expense Ratio: 0.264% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $161,649 | $88,618 | — | — | — |
| 2023 | $121,305 | $44,134 | — | $24,197 | — |
| 2022 | $6,656 | — | — | — | — |