Plan Snapshot
- Plan Sponsor: Gardner Business Media, INC.
- Sponsor EIN: 310291590
- Sponsor Address: 6915 VALLEY AVE, CINCINNATI, OH, 45244
- Plan Type: 401(k)
- Total Participants: 121
- Total Assets: $42.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 121 | $42.7M | $0 | $1.1M |
| 2023 | 114 | $39.1M | $0 | $1.2M |
| 2022 | 123 | $34.3M | $442,013 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | Investment Advisor | $31,783 | — | $31,783 |
| STRATEGIC ADVISORS, INC. | Investment Advisor | $29,966 | — | $29,966 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — Investment Advisor
- STRATEGIC ADVISORS, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $61,749
- Estimated Expense Ratio: 0.145% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $62,085 | $61,749 | — | — | — |
| 2023 | $54,344 | $53,461 | — | — | — |
| 2022 | $59,663 | $27,379 | — | — | — |