Plan Snapshot
- Plan Sponsor: Frederick Wildman & Sons Limited
- Sponsor EIN: 132587600
- Sponsor Address: 111 BROADWAY, NEW YORK, NY, 100061943
- Plan Type: 401(k)
- Total Participants: 138
- Total Assets: $25.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 138 | $25.7M | $498,588 | $1.8M |
| 2023 | 130 | $22.8M | $475,502 | $1.7M |
| 2022 | 124 | $17.5M | $389,691 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIRST REPUBLIC INVESTMENT MGMT | INVESTMENT ADVISORY | $45,373 | $7 | $45,380 |
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $42,434 | — | $42,434 |
| J.P. MORGAN SECURITIES LLC | INVESTMENT ADVISORY | $15,644 | $2 | $15,646 |
| FUNARO & CO., P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- J.P. MORGAN SECURITIES LLC — INVESTMENT ADVISORY
- FUNARO & CO., P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $103,460
- Estimated Expense Ratio: 0.403% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $103,455 | $61,021 | $42,434 | — | — |
| 2023 | $88,376 | $49,319 | $39,057 | — | — |
| 2022 | $76,693 | $44,379 | $32,314 | — | — |