Plan Snapshot
- Plan Sponsor: Pernod Ricard Usa, LLC
- Sponsor EIN: 522318616
- Sponsor Address: 250 PARK AVE, NEW YORK, NY, 10177
- Plan Type: 401(k)
- Total Participants: 1,334
- Total Assets: $357.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,334 | $357.9M | $13.7M | $14.1M |
| 2023 | 1,335 | $298.4M | $13.9M | $14.1M |
| 2022 | 1,335 | $242.3M | $12.6M | $12.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEPC, LLC | CONSULTANT | $124,367 | — | $124,367 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $64,737 | — | $64,737 |
| FORVIS MAZARS, LLP | CONSULTANT | $35,700 | — | $35,700 |
| WARNER NORCROSS & JU | ATTORNEY/LEGAL | $25,433 | — | $25,433 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NEPC, LLC — CONSULTANT
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- FORVIS MAZARS, LLP — CONSULTANT
- WARNER NORCROSS & JU — ATTORNEY/LEGAL
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $250,237
- Estimated Expense Ratio: 0.070% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $250,237 | — | — | $35,700 | — |
| 2023 | $184,473 | — | — | $37,440 | — |
| 2022 | $215,650 | — | — | — | — |