Plan Snapshot
- Plan Sponsor: Fred A. Moreton & Company
- Sponsor EIN: 870218394
- Sponsor Address: 101 SOUTH 200 EAST, SUITE 300, SALT LAKE CITY, UT, 841113107
- Plan Type: 401(k)
- Total Participants: 230
- Total Assets: $66.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 230 | $66.5M | $2.2M | $1.9M |
| 2023 | 232 | $62.9M | $1.8M | $1.8M |
| 2022 | 222 | $55.7M | $1.8M | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $268,632 | — | $268,632 |
| SOLTIS INVESTMENT ADVISORS, LLC | CONTRACT ADMINISTRATOR | $28,802 | $100,061 | $128,863 |
| TANNER LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SOLTIS INVESTMENT ADVISORS, LLC — CONTRACT ADMINISTRATOR
- TANNER LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $397,495
- Estimated Expense Ratio: 0.597% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $297,434 | $22,564 | $274,870 | — | — |
| 2023 | $197,667 | $19,999 | $177,668 | — | — |
| 2022 | $142,582 | $92,788 | $49,494 | — | — |