Plan Snapshot
- Plan Sponsor: Four Winds Interactive, LLC
- Sponsor EIN: 203477403
- Sponsor Address: 1221 NORTH BROADWAY, DENVER, CO, 80203
- Plan Type: 401(k)
- Total Participants: 251
- Total Assets: $22.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 251 | $22.7M | $648,072 | $2.1M |
| 2023 | 295 | $21.4M | $788,995 | $2.5M |
| 2022 | 341 | $17.5M | $671,814 | $2.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING HOLDCO LLC DBA CR | INVESTMENT ADVISOR | $54,727 | — | $54,727 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $49,373 | — | $49,373 |
| MESIROW FINANCIAL INVESTMENT MANAGE | INVESTMENT MGMT | $12,202 | — | $12,202 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $116,302
- Estimated Expense Ratio: 0.513% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $116,302 | $66,929 | — | — | — |
| 2023 | $100,086 | $57,066 | — | — | — |
| 2022 | $89,351 | — | $89,351 | — | — |