Plan Snapshot
- Plan Sponsor: Fort Mcdowell Yavapai Nation
- Sponsor EIN: 860208930
- Sponsor Address: P.O. BOX 18359, FOUNTAIN HILLS, AZ, 85269
- Plan Type: 401(k)
- Total Participants: 1,188
- Total Assets: $66.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,188 | $66.1M | $2.3M | $3.6M |
| 2023 | 1,244 | $61.4M | $2.1M | $3.3M |
| 2022 | 1,164 | $53.3M | $1.9M | $3.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $118,747 | — | $118,747 |
| CAPFINANCIAL PARTNERS LLC | INVESTMENT ADVISOR | $62,500 | — | $62,500 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $14,218 | — | $14,218 |
| REDW LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
- REDW LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $195,465
- Estimated Expense Ratio: 0.296% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $195,280 | $14,218 | — | — | — |
| 2023 | $159,269 | $50,963 | — | — | — |
| 2022 | $207,926 | $14,918 | — | — | — |