Plan Snapshot
- Plan Sponsor: Fond Du Lac Regional Clinic, S.C.
- Sponsor EIN: 391172740
- Sponsor Address: 420 EAST DIVISION STREET, FOND DU LAC, WI, 54935
- Plan Type: 401(k)
- Total Participants: 95
- Total Assets: $124.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 95 | $124.8M | $3.8M | $2.3M |
| 2023 | 100 | $116.1M | $3.6M | $2.3M |
| 2022 | 98 | $104.9M | $3.8M | $2.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRANT THORNTON LLP | Auditor | $21,280 | — | $21,280 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GRANT THORNTON LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $21,280
- Estimated Expense Ratio: 0.017% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $209,449 | $70,000 | $118,169 | $21,280 | — |
| 2023 | $193,088 | $70,000 | $108,008 | $15,080 | — |
| 2022 | $203,213 | $70,000 | $116,573 | — | $16,640 |