Plan Snapshot
- Plan Sponsor: Fisher Brothers Management Company
- Sponsor EIN: 131804067
- Sponsor Address: 299 PARK AVENUE, NEW YORK CITY, NY, 10171
- Plan Type: 401(k)
- Total Participants: 170
- Total Assets: $59.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 170 | $59.9M | $817,387 | $2.6M |
| 2023 | 184 | $55.8M | $791,169 | $2.5M |
| 2022 | 183 | $48.3M | $604,908 | $2.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | RECORDKEEPER | $43,955 | — | $43,955 |
| MMA SECURITIES LLC | INVESTMENT ADVISOR | $34,800 | — | $34,800 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $14,738 | — | $14,738 |
| CITRIN COOPERMAN & CO. LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $93,493
- Estimated Expense Ratio: 0.156% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $93,493 | $49,538 | — | — | — |
| 2023 | $93,819 | $55,941 | — | — | — |
| 2022 | $71,325 | — | $70,225 | — | $1,100 |