Plan Snapshot
- Plan Sponsor: First Urology P.S.C.
- Sponsor EIN: 351488175
- Sponsor Address: 101 HOSPITAL BOULEVARD, JEFFERSONVILLE, IN, 47130
- Plan Type: 401(k)
- Total Participants: 332
- Total Assets: $63.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 332 | $63.5M | $1.9M | $1.4M |
| 2023 | 317 | $62.2M | $1.8M | $1.4M |
| 2022 | 355 | $57.5M | $1.7M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES | NONE | $76,291 | — | $76,291 |
| ROBERT W. BAIRD & CO. | NONE | $30,804 | — | $30,804 |
| SECURITIES AMERICA INC. | NONE | $27,299 | — | $27,299 |
| CUNNINGHAM FINANCIAL GROUP | NONE | $21,809 | — | $21,809 |
| MORGAN STANLEY | NONE | $17,975 | — | $17,975 |
| THE GLENVIEW TRUST COMPANY | NONE | $17,751 | — | $17,751 |
| CHARLES SCHWAB | NONE | $14,273 | — | $14,273 |
| MERITRUST WEALTH MANAGEMENT | NONE | $9,000 | — | $9,000 |
| ONEAMERICA RETIREMENT SERVICES | NONE | $7,144 | — | $7,144 |
| CHERRY BEKAERT LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $222,346
- Estimated Expense Ratio: 0.350% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $247,369 | $214,815 | — | — | — |
| 2023 | $228,242 | $178,250 | — | — | — |
| 2022 | $249,466 | $202,966 | $43,225 | — | — |