Plan Snapshot
- Plan Sponsor: Fior Di Sole, LLC
- Sponsor EIN: 461604095
- Sponsor Address: 2515 NAPA VALLEY CORPORATE DRIVE, NAPA, CA, 94558
- Plan Type: 401(k)
- Total Participants: 200
- Total Assets: $5.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 200 | $5.2M | $258,922 | $525,712 |
| 2023 | 226 | $4.4M | $212,225 | $412,326 |
| 2022 | 219 | $3.4M | $161,863 | $312,312 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SVCS., INC. | ADVISOR | $23,887 | — | $23,887 |
| JOHN HANCOCK | RECORDKEEPER | $12,278 | — | $12,278 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RAYMOND JAMES FINANCIAL SVCS., INC. — ADVISOR
- JOHN HANCOCK — RECORDKEEPER
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $36,165
- Estimated Expense Ratio: 0.695% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $37,899 | — | $37,899 | — | — |
| 2023 | $17,142 | — | $16,392 | — | — |
| 2022 | $3,925 | — | $975 | — | $2,950 |