Plan Snapshot
- Plan Sponsor: Farella Braun And Martel LLP
- Sponsor EIN: 941527242
- Sponsor Address: ONE BUSH STREET, SAN FRANCISCO, CA, 94104
- Plan Type: 401(k)
- Total Participants: 164
- Total Assets: $237.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 164 | $237.3M | $3.9M | $3.4M |
| 2023 | 181 | $222.5M | $3.8M | $3.5M |
| 2022 | 180 | $198.7M | $3.7M | $3.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HIGHTOWER ADVISORS LLC | Other Service Provider | $39,638 | — | $39,638 |
| USB FINANCIAL SERVICES, INC. | Recordkeeper | $35,793 | — | $35,793 |
| THE VANGUARD GROUP, INC. | Recordkeeper | $28,442 | — | $28,442 |
| VANGUARD ADVISERS INC. | Recordkeeper | $26,354 | — | $26,354 |
| TORTOISE INVESTMENT MANAGEMENT | Other Service Provider | $8,858 | — | $8,858 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- USB FINANCIAL SERVICES, INC. — Recordkeeper
- THE VANGUARD GROUP, INC. — Recordkeeper
- VANGUARD ADVISERS INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $139,085
- Estimated Expense Ratio: 0.059% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $90,487 | — | — | — | — |
| 2023 | $99,160 | — | — | — | — |
| 2022 | $110,482 | — | — | — | — |