Plan Snapshot
- Plan Sponsor: Family & Children'S Agency, INC.
- Sponsor EIN: 060970985
- Sponsor Address: 9 MOTT AVENUE 4TH FLOOR, NORWALK, CT, 06850
- Plan Type: 401(k)
- Total Participants: 171
- Total Assets: $9.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 171 | $9.2M | $133,082 | $371,430 |
| 2023 | 182 | $8.8M | $128,324 | $376,359 |
| 2022 | 181 | $7.9M | $265,953 | $405,622 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | BROKER/ADVISER | — | $20,045 | $20,045 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $11,885 | — | $11,885 |
| CLIFTON LARSON ALLEN | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTON LARSON ALLEN — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $31,930
- Estimated Expense Ratio: 0.349% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $20,322 | $8,437 | — | — | — |
| 2023 | $20,168 | $8,315 | — | — | — |
| 2022 | $11,616 | $8,590 | $3,026 | — | — |