Plan Snapshot
- Plan Sponsor: Etic
- Sponsor EIN: 770274570
- Sponsor Address: 3478 BUSKIRK AVE STE 220, PLEASANT HILL, CA, 94523
- Plan Type: 401(k)
- Total Participants: 105
- Total Assets: $17.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 105 | $17.4M | $302,129 | $947,535 |
| 2023 | 99 | $14.6M | $285,057 | $1.1M |
| 2022 | 106 | $11.9M | $224,022 | $971,610 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JP MORGAN SECURITIES LLC | ADVISOR | $32,940 | — | $32,940 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $31,207 | — | $31,207 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JP MORGAN SECURITIES LLC — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $64,147
- Estimated Expense Ratio: 0.369% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $64,147 | $32,940 | — | — | — |
| 2023 | $69,390 | $40,084 | — | — | — |
| 2022 | $74,722 | — | — | — | — |