Plan Snapshot
- Plan Sponsor: Earth Systems, INC.
- Sponsor EIN: 941712756
- Sponsor Address: P.O. BOX 4259, SAN LUIS OBISPO, CA, 934034259
- Plan Type: 401(k)
- Total Participants: 106
- Total Assets: $23.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 106 | $23.0M | $429,380 | $1.1M |
| 2023 | 116 | $21.9M | $516,209 | $1.0M |
| 2022 | 117 | $20.4M | $414,424 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | NONE | $81,651 | — | $81,651 |
| CALIBER AUDIT & ATTEST, LLP | Auditor | $1,500 | — | $1,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STANCORP FINANCIAL GROUP — NONE
- CALIBER AUDIT & ATTEST, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $83,151
- Estimated Expense Ratio: 0.362% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $83,151 | — | $81,651 | $1,500 | — |
| 2023 | $89,335 | — | $89,335 | — | — |
| 2022 | $82,604 | — | $82,604 | — | — |