Plan Snapshot
- Plan Sponsor: Epcor Usa, INC.
- Sponsor EIN: 460525312
- Sponsor Address: 2355 W PINNACLE PEAK ROAD, PHOENIX, AZ, 850271282
- Plan Type: 401(k)
- Total Participants: 612
- Total Assets: $57.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 612 | $57.7M | $4.1M | $3.9M |
| 2023 | 543 | $48.5M | $3.4M | $3.2M |
| 2022 | 432 | $38.3M | $2.7M | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $171,475 | — | $171,475 |
| MERCER INVESTMENT MANAGEMENT | INVESTMENT MANAGEMENT | — | $20,000 | $20,000 |
| CBIZ CPAS P.C. | ACCOUNTANT | — | $17,490 | $17,490 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $208,965
- Estimated Expense Ratio: 0.362% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $171,475 | — | $171,475 | — | — |
| 2023 | $132,953 | — | $132,953 | — | — |
| 2022 | $114,531 | — | $114,531 | — | — |