Plan Snapshot
- Plan Sponsor: Arizona Water Co.
- Sponsor EIN: 860119837
- Sponsor Address: 3805 N. BLACK CANYON HWY, PHOENIX, AZ, 85015
- Plan Type: 401(k)
- Total Participants: 288
- Total Assets: $49.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 288 | $49.9M | $548,924 | $1.7M |
| 2023 | 258 | $43.9M | $1.8M | $1.7M |
| 2022 | 250 | $34.3M | $1.3M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $21,985 | — | $21,985 |
| SAGEVIEW ADVISORY GROUP, LLC | INVESTMENT ADVISOR | $5,750 | — | $5,750 |
| VASQUEZ &COMPANY | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- SAGEVIEW ADVISORY GROUP, LLC — INVESTMENT ADVISOR
- VASQUEZ &COMPANY — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $27,735
- Estimated Expense Ratio: 0.056% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $27,735 | — | — | — | — |
| 2023 | $19,746 | — | — | — | — |
| 2022 | $13,226 | — | — | — | — |