Plan Snapshot
- Plan Sponsor: Ellis Badenhausen Orthopaedics, Psc
- Sponsor EIN: 610678573
- Sponsor Address: 13151 MAGISTERIAL DR, LOUISVILLE, KY, 40223
- Plan Type: 401(k)
- Total Participants: 110
- Total Assets: $38.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 110 | $38.8M | $719,618 | $599,565 |
| 2022 | 120 | $34.6M | $874,327 | $565,680 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $90,192 | — | $90,192 |
| ROBERT W BAIRD & CO INCORPORATED | Investment Advisor | — | $53,620 | $53,620 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $143,812
- Estimated Expense Ratio: 0.370% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $131,466 | — | $131,466 | — | — |
| 2022 | $136,993 | $79,068 | $57,925 | — | — |