Plan Snapshot
- Plan Sponsor: Early Warning Services, LLC
- Sponsor EIN: 205276211
- Sponsor Address: 5801 N. PIMA ROAD, SCOTTSDALE, AZ, 85250
- Plan Type: 401(k)
- Total Participants: 1,377
- Total Assets: $163.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,377 | $163.1M | $11.1M | $17.2M |
| 2023 | 1,320 | $134.6M | $9.4M | $14.3M |
| 2022 | 1,120 | $100.4M | $6.7M | $11.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $139,289 | — | $139,289 |
| ALLIANT INSURANCE SERVICES INC DBA | INVESTMENT ADVISOR | $51,049 | — | $51,049 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $8,925 | — | $8,925 |
| CBIZ CPAS P.C. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $199,263
- Estimated Expense Ratio: 0.122% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $201,364 | $59,973 | — | — | — |
| 2023 | $221,421 | $3,951 | — | — | — |
| 2022 | $220,359 | $73,787 | — | — | $146,572 |