Plan Snapshot
- Plan Sponsor: Ear, Nose & Throat Associates, P.C.
- Sponsor EIN: 351086214
- Sponsor Address: 10021 DUPONT CIRCLE COURT, FORT WAYNE, IN, 46825
- Plan Type: 401(k)
- Total Participants: 141
- Total Assets: $31.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 141 | $31.3M | $700,078 | $712,449 |
| 2023 | 148 | $26.3M | $1.2M | $637,074 |
| 2022 | 97 | $22.4M | $694,791 | $548,196 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PHILLIPS FINANCIAL MANAGEMENT LLC | Investment Advisor | $34,043 | — | $34,043 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $20,747 | — | $20,747 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $54,790
- Estimated Expense Ratio: 0.175% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $54,790 | $34,043 | — | — | — |
| 2023 | $81,791 | $77,018 | — | — | — |
| 2022 | $38,997 | $25,334 | $2,395 | — | $11,268 |