Plan Snapshot
- Plan Sponsor: Dutton-Lainson Company
- Sponsor EIN: 470147640
- Sponsor Address: 451 WEST 2ND STREET, HASTINGS, NE, 68901
- Plan Type: 401(k)
- Plan Number: 004
- Total Participants: 251
- Total Assets: $30.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 251 | $30.8M | $471,374 | $1.3M |
| 2023 | 257 | $28.6M | $456,354 | $1.2M |
| 2022 | 267 | $23.5M | $468,593 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CWM LLC | Investment Advisor | $57,246 | — | $57,246 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $17,662 | — | $17,662 |
| BENEFIT PLANS, INC. | Other Service Provider | $5,726 | $10,000 | $15,726 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $90,634
- Estimated Expense Ratio: 0.295% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $62,972 | — | — | — | — |
| 2023 | $65,843 | — | — | $8,628 | — |
| 2022 | $50,326 | $50,326 | — | — | — |