Plan Snapshot
- Plan Sponsor: Dungarvin Group, INC.
- Sponsor EIN: 412022672
- Sponsor Address: 1444 NORTHLAND DRIVE SUITE 200, MENDOTA HEIGHTS, MN, 55120
- Plan Type: 401(k)
- Total Participants: 5,755
- Total Assets: $56.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 5,755 | $56.4M | $1.4M | $5.5M |
| 2023 | 5,501 | $47.6M | $1.2M | $4.6M |
| 2022 | 4,481 | $39.6M | $656,119 | $3.9M |
| 2015 | 3,119 | $23.0M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $168,506 | — | $168,506 |
| NFP RETIREMENT INC | Investment Advisor | $69,726 | — | $69,726 |
| DUNGARVIN GROUP INC | Other Service Provider | $21,630 | — | $21,630 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $259,862
- Estimated Expense Ratio: 0.461% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $259,862 | $69,726 | — | — | — |
| 2023 | $195,073 | $62,319 | — | — | — |
| 2022 | $194,402 | — | $194,402 | — | — |
| 2015 | $78,353 | — | $78,353 | — | — |