Plan Snapshot
- Plan Sponsor: Duncan & Son Lines, INC.
- Sponsor EIN: 860255867
- Sponsor Address: 23860 W. HWY 85, BUCKEYE, AZ, 85326
- Plan Type: 401(k)
- Total Participants: 454
- Total Assets: $16.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 454 | $16.3M | $1.1M | $1.7M |
| 2023 | 412 | $12.9M | $1.0M | $1.6M |
| 2022 | 437 | $9.7M | $991,884 | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EDWARD D. JONES & CO., L.P. | RIA | $35,522 | — | $35,522 |
| JOHN HANCOCK LIFE INSURANCE CO USA | RECORDKEEPER | $12,902 | — | $12,902 |
| KIMBERLIN COMPANY, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK LIFE INSURANCE CO USA — RECORDKEEPER
- KIMBERLIN COMPANY, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,424
- Estimated Expense Ratio: 0.296% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $167,130 | $38,364 | $48,967 | — | — |
| 2023 | $142,710 | — | $36,328 | $37,006 | — |
| 2022 | $129,617 | $129,617 | — | — | — |