Plan Snapshot
- Plan Sponsor: Dukes Root Control, INC.
- Sponsor EIN: 753026801
- Sponsor Address: 400 AIRPORT RD. SUITE E, ELGIN, IL, 60123
- Plan Type: 401(k)
- Total Participants: 342
- Total Assets: $22.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 342 | $22.6M | $664,823 | $1.4M |
| 2023 | 283 | $22.2M | $566,623 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | INVESTMENT/FINANCIAL ADVI | $41,909 | — | $41,909 |
| ADP, INC. | RECORD KEEPER | $10,564 | — | $10,564 |
| WISS & COMPANY | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
- WISS & COMPANY — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $52,473
- Estimated Expense Ratio: 0.232% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $52,474 | $41,884 | — | — | — |
| 2023 | $32,916 | $28,465 | — | — | — |