Plan Snapshot
- Plan Sponsor: Ducks Unlimited, INC.
- Sponsor EIN: 135643799
- Sponsor Address: ONE WATERFOWL WAY, MEMPHIS, TN, 38120
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,072
- Total Assets: $218.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,072 | $218.1M | $0 | $0 |
| 2024 | 835 | $185.5M | $5.5M | $7.9M |
| 2023 | 766 | $158.9M | $6.3M | $6.8M |
| 2022 | 657 | $124.3M | $3.8M | $5.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WELLS FARGO ADVISORS LLC | Investment Advisor | $138,818 | — | $138,818 |
| DUCKS UNLIMITED INC | Other Service Provider | $33,146 | — | $33,146 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $24,214 | — | $24,214 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $20,868 | — | $20,868 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $217,046
- Estimated Expense Ratio: 0.100% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $9,357,517 | $159,686 | — | — | — |
| 2024 | $190,260 | $143,658 | — | — | — |
| 2023 | $244,635 | $119,707 | — | — | — |
| 2022 | $164,778 | $675 | $130,021 | — | $6,228 |