Plan Snapshot
- Plan Sponsor: Heartland Financial Usa, INC
- Sponsor EIN: 421405748
- Sponsor Address: 1800 LARIMER, SUITE 1800, DENVER, CO, 80202
- Plan Type: 401(k)
- Total Participants: 1,683
- Total Assets: $318.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,683 | $318.2M | $11.1M | $13.2M |
| 2023 | 1,923 | $304.3M | $11.6M | $13.7M |
| 2022 | 1,984 | $281.0M | $10.5M | $13.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EIDE BAILLY | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EIDE BAILLY — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $151,333 | — | $149,994 | — | — |
| 2023 | $89,529 | — | $88,029 | — | — |
| 2022 | $66,586 | — | — | — | $21,500 |