Plan Snapshot
- Plan Sponsor: Dubois Chemicals, INC.
- Sponsor EIN: 800244824
- Sponsor Address: 3630 EAST KEMPER ROAD, SHARONVILLE, OH, 45241
- Plan Type: 401(k)
- Total Participants: 894
- Total Assets: $107.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 894 | $107.1M | $3.0M | $6.3M |
| 2023 | 940 | $96.4M | $3.2M | $6.6M |
| 2022 | 944 | $85.1M | $3.0M | $6.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | SERVICE PROVIDER | $36,718 | — | $36,718 |
| VOYA RETIREMENT ADVISORS, LLC | SERVICE PROVIDER | $34,825 | — | $34,825 |
| BARNES DENNIG | SERVICE PROVIDER | $23,600 | — | $23,600 |
| MORNINGSTAR | SERVICE PROVIDER | — | $14,740 | $14,740 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BARNES DENNIG — SERVICE PROVIDER
- MORNINGSTAR — SERVICE PROVIDER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $109,883
- Estimated Expense Ratio: 0.103% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $95,143 | $59,368 | $29,525 | — | — |
| 2023 | $92,664 | $48,964 | $37,000 | — | — |
| 2022 | $73,284 | — | — | — | — |