Plan Snapshot
- Plan Sponsor: Dan T. Moore Company
- Sponsor EIN: 341082874
- Sponsor Address: 17000 ST CLAIR AVENUE SUITE 109, CLEVELAND, OH, 44110
- Plan Type: 401(k)
- Total Participants: 367
- Total Assets: $28.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 367 | $28.7M | $546,240 | $1.5M |
| 2023 | 280 | $25.2M | $536,808 | $1.4M |
| 2022 | 250 | $21.5M | $542,215 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MARINER WEALTH ADVISORS | INVESTMENT ADVISOR | $55,948 | — | $55,948 |
| PEASE BELL CPA'S | ACCOUNTANT/AUDITOR | $20,365 | — | $20,365 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $17,400 | — | $17,400 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PEASE BELL CPA'S — ACCOUNTANT/AUDITOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $93,713
- Estimated Expense Ratio: 0.326% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $93,713 | — | — | $20,365 | — |
| 2023 | $67,063 | $48,512 | — | $12,635 | — |
| 2022 | $63,695 | — | — | — | — |