Plan Snapshot
- Plan Sponsor: Dmi Companies, INC.
- Sponsor EIN: 251335081
- Sponsor Address: 210 5TH ST., CHARLEROI, PA, 15022
- Plan Type: 401(k)
- Total Participants: 161
- Total Assets: $29.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 161 | $29.9M | $859,842 | $1.3M |
| 2023 | 158 | $25.7M | $705,268 | $1.1M |
| 2022 | 143 | $21.0M | $679,867 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $52,360 | — | $52,360 |
| DUNBAR BENDER & ZAPF INC | Recordkeeper | $3,450 | $13,078 | $16,528 |
| THE BARAN JAMES COMPANY | Investment Advisor | — | $14,500 | $14,500 |
| DUCTMATE INDUSTRIES, INC. | Other Service Provider | — | $6,075 | $6,075 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DUNBAR BENDER & ZAPF INC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $89,463
- Estimated Expense Ratio: 0.299% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $55,811 | — | $55,811 | — | — |
| 2023 | $52,597 | — | $52,597 | — | — |
| 2022 | $53,044 | — | $53,044 | — | — |