Plan Snapshot
- Plan Sponsor: Diversified Holding Co.
- Sponsor EIN: 010522788
- Sponsor Address: PO BOX 7437, PORTLAND, ME, 04112
- Plan Type: 401(k)
- Total Participants: 334
- Total Assets: $96.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 334 | $96.4M | $3.7M | $3.5M |
| 2023 | 293 | $81.1M | $3.5M | $3.3M |
| 2022 | 250 | $69.9M | $2.6M | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BAKER NEWMAN NOYES | Auditor | $16,600 | — | $16,600 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $16,600
- Estimated Expense Ratio: 0.017% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | -$56,862 | — | $300 | $16,600 | — |
| 2023 | $2,840 | — | — | $16,300 | — |
| 2022 | $7,457 | — | — | — | — |