Plan Snapshot
- Plan Sponsor: Dickson-Diveley Midwest Orthopaedic Clinic, LLC
- Sponsor EIN: 431424154
- Sponsor Address: 3651 COLLEGE BLVD, LEAWOOD, KS, 66211
- Plan Type: 401(k)
- Total Participants: 596
- Total Assets: $57.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 596 | $57.7M | $3.4M | $3.3M |
| 2023 | 538 | $45.2M | $3.0M | $2.9M |
| 2022 | 511 | $35.8M | $2.8M | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $81,698 | — | $81,698 |
| INTELLICENTS INVESTMENT SOLUTIONS I | INVESTMENT ADVISOR | $42,000 | — | $42,000 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $22,238 | — | $22,238 |
| CAPITAL MANAGEMENT SERVICES, INC. | BROKERAGE SERVICES | $7,835 | — | $7,835 |
| PC&M PICKETT CHANEY & MCMUL | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PC&M PICKETT CHANEY & MCMUL — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $153,771
- Estimated Expense Ratio: 0.266% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $153,771 | $64,238 | — | — | — |
| 2023 | $124,920 | $57,684 | — | — | — |
| 2022 | $82,963 | — | $82,963 | — | — |