Plan Snapshot
- Plan Sponsor: Dick Browning, INC.
- Sponsor EIN: 952135880
- Sponsor Address: 18803 STUDEBAKER RD, CERRITOS, CA, 90703
- Plan Type: 401(k)
- Total Participants: 636
- Total Assets: $31.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 636 | $31.0M | $361,572 | $2.7M |
| 2023 | 622 | $30.4M | $329,038 | $2.6M |
| 2022 | 623 | $24.8M | $320,249 | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $77,164 | — | $77,164 |
| ACCELERATE INVESTMENT ADVISORS LLC | INVESTMENT ADVISOR | $59,982 | — | $59,982 |
| NFP RETIREMENT INC. | OTHER | $8,860 | — | $8,860 |
| WINDES | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WINDES — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $146,006
- Estimated Expense Ratio: 0.470% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $146,006 | $59,982 | — | — | — |
| 2023 | $133,971 | $54,282 | — | — | — |
| 2022 | $130,603 | — | $130,603 | — | — |