Plan Snapshot
- Plan Sponsor: Toyota Carlsbad
- Sponsor EIN: 952755513
- Sponsor Address: 6030 AVENIDAS ENCINAS, CARLSBAD, CA, 920111061
- Plan Type: 401(k)
- Total Participants: 556
- Total Assets: $55.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 556 | $55.1M | $403,128 | $4.1M |
| 2023 | 483 | $49.1M | $660,044 | $3.8M |
| 2022 | 468 | $42.1M | $694,448 | $3.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $157,388 | — | $157,388 |
| SECURITIES AMERICA ADVISORS | INVESTMENT ADVISORY | — | $32,148 | $32,148 |
| OSAIC WEALTH INC | INVESTMENT ADVISORY | — | $11,218 | $11,218 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- OSAIC WEALTH INC — INVESTMENT ADVISORY
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $200,754
- Estimated Expense Ratio: 0.365% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $157,389 | — | $157,389 | — | — |
| 2023 | $138,117 | — | $138,117 | — | — |
| 2022 | $134,735 | — | $134,735 | — | — |