Plan Snapshot
- Plan Sponsor: Diamond Vogel, INC.
- Sponsor EIN: 421271908
- Sponsor Address: P.O. BOX 440, ORANGE CITY, IA, 51041
- Plan Type: 401(k)
- Total Participants: 960
- Total Assets: $81.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 960 | $81.0M | $2.3M | $5.2M |
| 2023 | 938 | $71.9M | $1.8M | $4.6M |
| 2022 | 725 | $59.3M | $1.5M | $3.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $88,054 | — | $88,054 |
| CAPFINANCIAL PARTNERS, LLC. | INVESTMENT ADVISOR | $49,812 | — | $49,812 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $31,016 | — | $31,016 |
| HENJES, CONNER & WILLIAMS, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
- HENJES, CONNER & WILLIAMS, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $168,882
- Estimated Expense Ratio: 0.208% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $168,882 | $80,828 | $300 | — | — |
| 2023 | $156,420 | $58,663 | — | — | — |
| 2022 | $170,174 | $20,598 | — | — | — |