Plan Snapshot
- Plan Sponsor: Db Sterlin Consultants, INC.
- Sponsor EIN: 364149498
- Sponsor Address: 123 NORTH WACKER DRIVE SUITE 2000, CHICAGO, IL, 60606
- Plan Type: 401(k)
- Total Participants: 143
- Total Assets: $17.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 143 | $17.3M | $846,048 | $1.1M |
| 2023 | 130 | $14.2M | $548,374 | $937,378 |
| 2022 | 95 | $11.7M | $662,264 | $803,509 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC | INVESTMENT ADVISOR | $32,154 | — | $32,154 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $7,297 | — | $7,297 |
| CHERRY BEKAERT LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $39,451
- Estimated Expense Ratio: 0.228% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $39,961 | $39,451 | — | — | — |
| 2023 | $34,644 | $34,284 | — | — | — |
| 2022 | $43,654 | — | $43,654 | — | — |