Plan Snapshot
- Plan Sponsor: Critical Care & Pulmonary Consultants, P.C.
- Sponsor EIN: 841325066
- Sponsor Address: 7100 E BELLEVIEW AVE, SUITE G10, GREENWOOD VILLAGE, CO, 80111
- Plan Type: 401(k)
- Total Participants: 193
- Total Assets: $22.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 193 | $22.3M | $85,365 | $2.2M |
| 2023 | 185 | $17.7M | $85,650 | $1.9M |
| 2022 | 148 | $13.2M | $32,486 | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CORIENT PRIVATE WEALTH LLC | Investment Advisor | $7,849 | — | $7,849 |
| FISHER INVESTMENTS | Recordkeeper | $7,347 | — | $7,347 |
| SCHWAB RETIREMENT PLAN SERVICES,INC | Recordkeeper | $6,565 | — | $6,565 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CORIENT PRIVATE WEALTH LLC — Investment Advisor
- FISHER INVESTMENTS — Recordkeeper
- SCHWAB RETIREMENT PLAN SERVICES,INC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $21,761
- Estimated Expense Ratio: 0.098% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $35,726 | $34,220 | — | — | — |
| 2023 | $22,851 | $22,126 | — | — | — |
| 2022 | $16,006 | $13,967 | — | — | — |