Plan Snapshot
- Plan Sponsor: Control Risks Group, LLC
- Sponsor EIN: 542007787
- Sponsor Address: 2020 K STREET NW, WASHINGTON, DC, 20006
- Plan Type: 401(k)
- Total Participants: 342
- Total Assets: $42.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 342 | $42.2M | $2.3M | $3.7M |
| 2023 | 322 | $34.1M | $2.2M | $3.6M |
| 2022 | 317 | $26.6M | $1.8M | $3.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | ADVISOR | $65,886 | — | $65,886 |
| FIDELITY WORKPLACE SERVICES, LLC | PLAN ADMINISTRATOR | $34,619 | — | $34,619 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $12,186 | — | $12,186 |
| BAKER TILLY US LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — ADVISOR
- STRATEGIC ADVISORS, INC. — ADVISOR
- BAKER TILLY US LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $112,691
- Estimated Expense Ratio: 0.267% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $112,691 | $78,072 | $2,863 | — | — |
| 2023 | $106,684 | $79,163 | $2,726 | — | — |
| 2022 | $80,442 | $3,772 | — | — | — |