Plan Snapshot
- Plan Sponsor: Clifty Group, LLC
- Sponsor EIN: 814578664
- Sponsor Address: 1109 OAK PARK DR. #125, FORT COLLINS, CO, 80525
- Plan Type: 401(k)
- Total Participants: 151
- Total Assets: $4.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 151 | $4.3M | $562,710 | $700,837 |
| 2023 | 140 | $3.5M | $586,962 | $702,826 |
| 2022 | 135 | $2.8M | $393,416 | $524,000 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SMITH SCHAFER & ASSOCIATES | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $44,606 | — | $31,968 | — | — |
| 2023 | $46,807 | — | $42,246 | — | — |
| 2022 | $44,054 | — | — | — | $44,054 |