Plan Snapshot
- Plan Sponsor: Clear Street Management LLC
- Sponsor EIN: 363862498
- Sponsor Address: 150 GREENWICH STREET, NEW YORK, NY, 10007
- Plan Type: 401(k)
- Total Participants: 537
- Total Assets: $45.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 537 | $45.3M | $3.0M | $8.3M |
| 2023 | 397 | $26.7M | $2.2M | $6.1M |
| 2022 | 414 | $15.7M | $1.8M | $4.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CETERA ADVISORS LLC | ADVISOR | $12,079 | — | $12,079 |
| WITHUMSMITH&BROWN, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WITHUMSMITH&BROWN, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $12,079
- Estimated Expense Ratio: 0.027% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $18,933 | $16,153 | $300 | — | — |
| 2023 | $23,007 | $19,667 | — | — | — |
| 2022 | $4,770 | — | $4,770 | — | — |