Plan Snapshot
- Plan Sponsor: Clayco, INC.
- Sponsor EIN: 431339079
- Sponsor Address: 35 EAST WACKER DRIVE SUITE 1300, CHICAGO, IL, 60601
- Plan Type: 401(k)
- Total Participants: 2,233
- Total Assets: $242.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,233 | $242.2M | $15.0M | $23.3M |
| 2023 | 1,938 | $188.1M | $11.8M | $18.3M |
| 2022 | 1,587 | $136.2M | $8.7M | $13.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $214,135 | — | $214,135 |
| MESIROW FINANCIAL INVESTMENT MANAGE | INVESTMENT MGMT | $177,954 | — | $177,954 |
| CREATIVE PLANNING HOLDCO LLC | INVESTMENT ADVISOR | $84,999 | — | $84,999 |
| RUBINBROWN, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RUBINBROWN, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $477,088
- Estimated Expense Ratio: 0.197% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $477,088 | $262,953 | — | — | — |
| 2023 | $355,394 | $225,536 | — | — | — |
| 2022 | $313,528 | $204,506 | $109,022 | — | — |