Plan Snapshot
- Plan Sponsor: Clare Rose, INC.
- Sponsor EIN: 112036262
- Sponsor Address: 100 ROSE EXECUTIVE BLVD., EAST YAPHANK, NY, 11967
- Plan Type: 401(k)
- Total Participants: 136
- Total Assets: $22.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 136 | $22.5M | $740,224 | $718,732 |
| 2023 | 126 | $25.6M | $798,370 | $774,759 |
| 2022 | 194 | $22.4M | $804,766 | $782,098 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NAWROCKI SMITH LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NAWROCKI SMITH LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $87,197 | $2,504 | — | — | — |
| 2023 | $102,102 | $46 | — | — | — |
| 2022 | $133,597 | $113,677 | $16,020 | — | — |